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SEC registrant · CIK 0001023844

NATIONAL HOLDINGS CORP

NATIONAL HOLDINGS CORP (CIK 0001023844, EIN 36-4128138) reported revenue of $229.88 million ($229,875,000) for FY2020 (2019-10-01 to 2020-09-30) and net income of -$5.94 million (-$5,938,000) for FY2020 (2019-10-01 to 2020-09-30), as filed in its 10-K filed 2020-12-29 (accession 0001437749-20-026055).

Figures are as filed with the SEC in XBRL, in whole US dollars unless stated, for the company's own fiscal years (fiscal year ends September 30).

Data as of Oct 21, 2026 (Olympus publication) · Markdown version

  • Values are as filed by the company in its 10-K and 10-Q XBRL data. When a later filing restates a value, the latest filed value is shown and the first reported value is noted.

Identifiers

As published in the company's EDGAR submissions record.

IdentifierValue
CIK0001023844
EIN36-4128138
SIC industry code6200 Security & Commodity Brokers, Dealers, Exchanges & Services
State or country of incorporationDE
Fiscal year endSeptember 30
Filer categoryNon-accelerated filer<br>Smaller reporting company
Entity typeoperating
Olympus entity IDorg_5y1817sycm01vt6pbbrpb3ntw3
  • The EIN is the one the filer gave to EDGAR. The SEC does not verify it; Olympus checks only that it has nine digits and a prefix the IRS assigns.

Latest annual financial metrics

The latest annual value of each standardised metric, with the filing it was taken from.

MetricValueFiscal periodPeriodFormFiledAccession numberXBRL concept
Revenue$229,875,000FY20202019-10-01 to 2020-09-3010-K2020-12-290001437749-20-026055Revenues
Net income-$5,938,000FY20202019-10-01 to 2020-09-3010-K2020-12-290001437749-20-026055NetIncomeLoss
Total assets$107,237,000FY2020as of 2020-09-3010-K2020-12-290001437749-20-026055Assets
Total liabilities$60,602,000FY2020as of 2020-09-3010-K2020-12-290001437749-20-026055Liabilities
Stockholders' equity$46,635,000FY2020as of 2020-09-3010-K2020-12-290001437749-20-026055StockholdersEquity
Operating cash flow-$1,444,000FY20202019-10-01 to 2020-09-3010-K2020-12-290001437749-20-026055NetCashProvidedByUsedInOperatingActivities
Diluted earnings per share-$0.44 per shareFY20202019-10-01 to 2020-09-3010-K2020-12-290001437749-20-026055EarningsPerShareDiluted
Shares outstanding13,639,622 sharesFY2020as of 2020-11-3010-K2020-12-290001437749-20-026055EntityCommonStockSharesOutstanding
  • Accession numbers link to the filing's index on SEC EDGAR.

Revenue and net income history

Every annual revenue and net income value served for fiscal years 2011-2020, newest first, each with its filing.

MetricFiscal periodPeriodValueFormFiledAccession number
RevenueFY20202019-10-01 to 2020-09-30$229,875,00010-K2020-12-290001437749-20-026055
RevenueFY20192018-10-01 to 2019-09-30$212,941,00010-K2020-12-290001437749-20-026055
RevenueFY20182017-10-01 to 2018-09-30$211,115,00010-K2019-12-300001023844-19-000008
RevenueFY20172016-10-01 to 2017-09-30$189,870,00010-K2019-12-300001023844-19-000008
RevenueFY20162015-10-01 to 2016-09-30$174,076,00010-K2018-12-210001023844-18-000010
RevenueFY20152014-10-01 to 2015-09-30$163,046,00010-K/A2018-01-170001437749-18-000738
RevenueFY20142013-10-01 to 2014-09-30$184,292,00010-K2015-12-280001628280-15-009929
RevenueFY20132012-10-01 to 2013-09-30$127,583,00010-K2014-12-290001437749-14-022691
RevenueFY20122011-10-01 to 2012-09-30$118,648,00010-K2013-12-270001437749-13-016493
RevenueFY20112010-10-01 to 2011-09-30$126,521,00010-K2012-12-270001437749-12-013247
Net incomeFY20202019-10-01 to 2020-09-30-$5,938,00010-K2020-12-290001437749-20-026055
Net incomeFY20192018-10-01 to 2019-09-30-$819,00010-K2020-12-290001437749-20-026055
Net incomeFY20182017-10-01 to 2018-09-30-$11,510,00010-K2019-12-300001023844-19-000008
Net incomeFY20172016-10-01 to 2017-09-30$12,528,00010-K2019-12-300001023844-19-000008
Net incomeFY20162015-10-01 to 2016-09-30-$5,559,00010-K2018-12-210001023844-18-000010
Net incomeFY20152014-10-01 to 2015-09-30$285,00010-K/A2018-01-170001437749-18-000738
Net incomeFY20142013-10-01 to 2014-09-30$18,643,00010-K2015-12-280001628280-15-009929
Net incomeFY20132012-10-01 to 2013-09-30$1,562,00010-K2014-12-290001437749-14-022691
Net incomeFY20122011-10-01 to 2012-09-30-$1,951,00010-K2013-12-270001437749-13-016493
Net incomeFY20112010-10-01 to 2011-09-30-$4,713,00010-K2012-12-270001437749-12-013247
  • Net income for FY2013 was restated: first reported as $1,565,000 (accession 0001437749-13-016493, filed 2013-12-27).
  • Net income for FY2012 was restated: first reported as -$1,937,000 (accession 0001437749-12-013247, filed 2012-12-27).

Recent 10-K and 10-Q filings

The 12 most recent 10-K, 10-Q and amendment filings in EDGAR, newest first.

FormFiledPeriod of reportAccession numberDocument
10-Q2021-02-162020-12-310001437749-21-003019nhld20201231b_10q.htm
10-K/A2021-01-282020-09-300001437749-21-001492nhld20210127_10ka.htm
10-K2020-12-292020-09-300001437749-20-026055nhld20201002_10k.htm
10-Q2020-08-132020-06-300001023844-20-000005nhld0630202010-q.htm
10-Q2020-05-142020-03-310001023844-20-000004nhld0331202010-q.htm
10-Q2020-02-132019-12-310001023844-20-000002nhld1231201910-q.htm
10-K/A2020-01-282019-09-300001437749-20-001290nhld20200128_10ka.htm
10-K2019-12-302019-09-300001023844-19-000008nhld930201910-k.htm
10-Q2019-08-142019-06-300001023844-19-000006nhld0630201910-q.htm
10-Q2019-05-152019-03-310001023844-19-000004nhld0331201910-q.htm
10-Q2019-02-142018-12-310001023844-19-000002nhld1231201810-q.htm
10-K/A2019-01-282018-09-300001437749-19-001439nhld20180930_10ka.htm

Identifier registry

The company's identifiers in the Olympus identifier registry, each with how it was linked and its source.

SchemeValueHow linkedSourcePublished
SEC Central Index Key (CIK) · OLY-US-SEC-CIK0001023844published by the sourcedata.sec.gov/submissions/CIK0001023844.json2026-10-21
Employer Identification Number (EIN) · US-EIN36-4128138published by the sourcedata.sec.gov/submissions/CIK0001023844.json2026-10-21

Former names

NameFromTo
OLYMPIC CASCADE FINANCIAL CORP1996-09-272006-02-08

Sources

  • EDGAR submissions (nightly bulk archive) (company profile and filings) — U.S. Securities and Exchange Commission. EDGAR snapshot sha256:f7d2a4f18cb91aae, source date 2026-10-20. https://data.sec.gov/submissions/CIK0001023844.json
  • EDGAR XBRL company facts (nightly bulk archive) (financial metrics) — U.S. Securities and Exchange Commission. EDGAR snapshot sha256:01e4045aa34d7224, source date 2026-10-20. https://data.sec.gov/api/xbrl/companyfacts/CIK0001023844.json
  • Published by Olympus on Oct 21, 2026.
  • Source data: U.S. Securities and Exchange Commission (EDGAR). Values are as filed by the registrant; Olympus does not audit or adjust them.
  • Olympus is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.

Get this data from the API

The same figures, with provenance on every value, from the API (free API key, reference) or from an AI agent through the Olympus MCP server.

curl
curl -s "https://api.olympus.new-odyssey.com/v1/sec/companies/0001023844" -H "X-API-Key: $OLYMPUS_API_KEY"

curl -s "https://api.olympus.new-odyssey.com/v1/sec/companies/0001023844/financials" -H "X-API-Key: $OLYMPUS_API_KEY"

curl -s "https://api.olympus.new-odyssey.com/v1/sec/companies/0001023844/filings?limit=12" -H "X-API-Key: $OLYMPUS_API_KEY"
MCP tool call
get_sec_company_financials {"cik":"1023844"}

On SEC EDGAR

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